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The investment business firm listed below is authorised as Investment Firm under Regulation 8 (3) and deemed authorised under Regulation 5 (2) of the Statutory Instrument No. 375/2017 European Union (Markets in Financial Instruments) Regulations 2017

MiFID Investment Firm
Name: Brewin Dolphin Wealth Management Limited Reference No: C22650 Trading Name: RBC Brewin Dolphin Address: (Principal Business Address) 1st Floor, Number One Ballsbridge, Building 1, Shelbourne Road,       Authorisation Date: 01 Nov 2007 Revocation Date:   Client Money Rules : Yes Revocation Reason:     Business Services: Investment Services 1.1. Receiving/transmitting orders 1.4. Portfolio management 1.5. investment advice 1.7. Placing without firm commitment Ancillary Services 2.1. Safekeeping and administration 2.5. Research and financial analysis Investment Business Services (IIA) (f) deposit agent/broker   Financial Instruments: Financial Instruments 1. Transferable securities 2. Money market instruments 3. Units in collective investment undertakings Investment Instruments (IIA) (j) certs conferring property rights (kk) tracker bond (m) Insurance Policies (n) PRSAs   Other Jurisdictions: Country Basis of Establishment Austria Freedom Of Service Belgium Freedom Of Service Bulgaria Freedom Of Service Croatia Freedom Of Service Cyprus Freedom Of Service Czech Republic Freedom Of Service Denmark Freedom Of Service Estonia Freedom Of Service Finland Freedom Of Service France Freedom Of Service Germany Freedom Of Service Greece Freedom Of Service Hungary Freedom Of Service Iceland Freedom Of Service Italy Freedom Of Service Latvia Freedom Of Service Liechtenstein Freedom Of Service Lithuania Freedom Of Service Luxembourg Freedom Of Service Malta Freedom Of Service Netherlands Freedom Of Service Norway Freedom Of Service Poland Freedom Of Service Portugal Freedom Of Service Romania Freedom Of Service Slovakia Freedom Of Service Slovenia Freedom Of Service Spain Freedom Of Service Sweden Freedom Of Service   Tied Agents:
Page last updated on: 04 Nov 2024