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The investment business firm listed below is authorised as Investment Firm under Regulation 8 (3) and deemed authorised under Regulation 5 (2) of the Statutory Instrument No. 375/2017 European Union (Markets in Financial Instruments) Regulations 2017

MiFID Investment Firm
Name: J&E Davy Unlimited Company Reference No: C775 Trading Name: Davy Address: (Principal Business Address) Davy House 49 Dawson Street Dublin 2       Authorisation Date: 01 Nov 2007 Revocation Date:   Client Money Rules : Yes Revocation Reason:     Business Services: Investment Services 1.1. Receiving/transmitting orders 1.2. Executing client orders 1.3. Dealing on own account 1.4. Portfolio management 1.5. investment advice 1.6. Underwriting or placing on firm commitment 1.7. Placing without firm commitment Ancillary Services 2.1. Safekeeping and administration 2.3. Advice on capital structure 2.4. Foreign exchange services 2.5. Research and financial analysis 2.6. services re underwriting 2.7. Investment services re certain instruments   Financial Instruments: Financial Instruments 1. Transferable securities 2. Money market instruments 3. Units in collective investment undertakings 8. Derivatives for the transfer of credit risk 9. Financial CFDs 4. Derivs re: secs/ccys/IRYs/EAs phys/cash settled 5. Derivatives re: commodities - settled in cash 10. Derivs re: CVs, FRs, IRs, ESs Investment Instruments (IIA) (b) non-transferable securities (h) Sale, Repo & reverse repo agreement (i) securities borrowing/lending agreements (j) certs conferring property rights (jj) rolling spot F/X (kk) tracker bond (l) hybrid instruments (m) Insurance Policies (n) PRSAs   Other Jurisdictions: Country Basis of Establishment Austria Freedom Of Service Belgium Freedom Of Service Bulgaria Freedom Of Service Cyprus Freedom Of Service Czech Republic Freedom Of Service Denmark Freedom Of Service Estonia Freedom Of Service Finland Freedom Of Service France Freedom Of Service Germany Freedom Of Service Greece Freedom Of Service Hungary Freedom Of Service Iceland Freedom Of Service Italy Freedom Of Service Latvia Freedom Of Service Liechtenstein Freedom Of Service Lithuania Freedom Of Service Luxembourg Freedom Of Service Malta Freedom Of Service Netherlands Freedom Of Service Norway Freedom Of Service Poland Freedom Of Service Portugal Freedom Of Service Romania Freedom Of Service Slovakia Freedom Of Service Slovenia Freedom Of Service Spain Freedom Of Service Sweden Freedom Of Service   Tied Agents:
Page last updated on: 04 Nov 2024