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The investment business firm listed below is authorised as Investment Firm under Regulation 8 (3) and deemed authorised under Regulation 5 (2) of the Statutory Instrument No. 375/2017 European Union (Markets in Financial Instruments) Regulations 2017

MiFID Investment Firm
Name: Brewin Dolphin Capital & Investments (Ireland) Limited Reference No: C785 Trading Name:   Address: (Principal Business Address) 3 Richview Office Park Clonskeagh Dublin 14       Authorisation Date: 01 Nov 2007 Revocation Date:   Client Money Rules : Yes Revocation Reason:     Business Services: Investment Services 1.1. Receiving/transmitting orders 1.2. Executing client orders 1.4. Portfolio management 1.5. investment advice 1.7. Placing without firm commitment Ancillary Services 2.1. Safekeeping and administration 2.3. Advice on capital structure 2.4. Foreign exchange services 2.5. Research and financial analysis 2.6. services re underwriting   Financial Instruments: Financial Instruments 1. Transferable securities 2. Money market instruments 3. Units in collective investment undertakings 9. Financial CFDs 4. Derivs re: secs/ccys/IRYs/EAs phys/cash settled Investment Instruments (IIA) (h) Sale, Repo & reverse repo agreement (i) securities borrowing/lending agreements (j) certs conferring property rights (kk) tracker bond (m) Insurance Policies (n) PRSAs   Other Jurisdictions: Country Basis of Establishment Austria Freedom Of Service Belgium Freedom Of Service Denmark Freedom Of Service Finland Freedom Of Service France Freedom Of Service Germany Freedom Of Service Greece Freedom Of Service Italy Freedom Of Service Luxembourg Freedom Of Service Netherlands Freedom Of Service Portugal Freedom Of Service Spain Freedom Of Service Sweden Freedom Of Service   Tied Agents:
Page last updated on: 04 Jan 2022