Financial Service Provider Register Data


The investment business firm listed below is authorised as Investment Firm under Regulation 8 (3) and deemed authorised under Regulation 5 (2) of the Statutory Instrument No. 375/2017 European Union (Markets in Financial Instruments) Regulations 2017

MiFID Investment Firm
Name: Goodbody Stockbrokers Unlimited Company Reference No: C759 Trading Name: Goodbody Address: (Principal Business Address) Ballsbridge Park Ballsbridge Dublin 4       Authorisation Date: 01 Nov 2007 Revocation Date:   Client Money Rules : Yes Revocation Reason:     Business Services: Investment Services 1.1. Receiving/transmitting orders 1.2. Executing client orders 1.3. Dealing on own account 1.4. Portfolio management 1.5. investment advice 1.6. Underwriting or placing on firm commitment 1.7. Placing without firm commitment Ancillary Services 2.1. Safekeeping and administration 2.3. Advice on capital structure 2.4. Foreign exchange services 2.5. Research and financial analysis 2.6. services re underwriting 2.7. Investment services re certain instruments Investment Business Services (IIA) (f) deposit agent/broker   Financial Instruments: Financial Instruments 1. Transferable securities 2. Money market instruments 3. Units in collective investment undertakings 8. Derivatives for the transfer of credit risk 9. Financial CFDs 4. Derivs re: secs/ccys/IRYs/EAs phys/cash settled 5. Derivatives re: commodities - settled in cash 6. Derivs re: comms – TOTV, phys settled (ex WEPs) 7. Derivs re: commodities – other than in para 6 10. Derivs re: CVs, FRs, IRs, ESs Investment Instruments (IIA) (h) Sale, Repo & reverse repo agreement (i) securities borrowing/lending agreements (j) certs conferring property rights (kk) tracker bond (l) hybrid instruments (m) Insurance Policies (n) PRSAs   Other Jurisdictions: Country Basis of Establishment Austria Freedom Of Service Belgium Freedom Of Service Denmark Freedom Of Service Estonia Freedom Of Service Finland Freedom Of Service France Freedom Of Service Germany Freedom Of Service Greece Freedom Of Service Italy Freedom Of Service Luxembourg Freedom Of Service Malta Freedom Of Service Netherlands Freedom Of Service Norway Freedom Of Service Portugal Freedom Of Service Spain Freedom Of Service Sweden Freedom Of Service   Tied Agents:
Page last updated on: 01 Dec 2023