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The investment business firm listed below is authorised as Investment Firm under Regulation 8 (3) and deemed authorised under Regulation 5 (2) of the Statutory Instrument No. 375/2017 European Union (Markets in Financial Instruments) Regulations 2017

MiFID Investment Firm
Name: Bloxham Reference No: C721 Trading Name:   Address: (Principal Business Address) 2-3 Exchange Place IFSC Dublin 1       Authorisation Date: 01 Nov 2007 Revocation Date:   Client Money Rules : Yes Revocation Reason:     Business Services: Investment Services 1.1. Receiving/transmitting orders 1.2. Executing client orders 1.3. Dealing on own account 1.4. Portfolio management 1.5. investment advice 1.6. Underwriting or placing on firm commitment 1.7. Placing without firm commitment Ancillary Services 2.1. Safekeeping and administration 2.3. Advice on capital structure 2.4. Foreign exchange services 2.6. services re underwriting   Financial Instruments: Financial Instruments 1. Transferable securities 2. Money market instruments 3. Units in collective investment undertakings 9. Financial CFDs 4. Derivs re: secs/ccys/IRYs/EAs phys/cash settled Investment Instruments (IIA) (h) Sale, Repo & reverse repo agreement (i) securities borrowing/lending agreements (j) certs conferring property rights (kk) tracker bond   Other Jurisdictions:   Tied Agents:
Page last updated on: 04 Nov 2024