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The investment business firm listed below is authorised as Investment Firm under Regulation 8 (3) and deemed authorised under Regulation 5 (2) of the Statutory Instrument No. 375/2017 European Union (Markets in Financial Instruments) Regulations 2017

MiFID Investment Firm
Name: Alliance Bernstein (Europe) Limited Reference No: C532707 Trading Name:   Address: (Principal Business Address) Suite G02, Viscount House 6-7 Fitzwilliam Square East         Authorisation Date: 02 Sep 2024 Revocation Date:   Client Money Rules : No Revocation Reason:     Business Services: Investment Services 1.1. Receiving/transmitting orders 1.2. Executing client orders 1.4. Portfolio management 1.5. investment advice   Financial Instruments: Financial Instruments 1. Transferable securities 2. Money market instruments 3. Units in collective investment undertakings 8. Derivatives for the transfer of credit risk 4. Derivs re: secs/ccys/IRYs/EAs phys/cash settled 10. Derivs re: CVs, FRs, IRs, ESs   Other Jurisdictions: Country Basis of Establishment Austria Freedom Of Service Belgium Freedom Of Service Denmark Freedom Of Service Finland Freedom Of Service France Freedom Of Service Germany Freedom of Establishment Italy Freedom Of Service Luxembourg Freedom Of Service Netherlands Freedom Of Service Norway Freedom Of Service Spain Freedom Of Service Sweden Freedom Of Service   Tied Agents:
Page last updated on: 02 Dec 2024