Financial Service Provider Register Data

The investment business firm listed below is authorised as an Investment Business Firm under Section 10 of the Investment Intermediaries Act, 1995 (as amended).

Investment Business Firm

Name: James Financial Planning Limited Reference No: C400608 Trading Name: James Financial Services, Brendan James Financial Services Address: (Principal Business Address) 5B Royal Court Business Centre Liosban Estate Tuam Road Galway Effective Date: 12 Nov 2020 Status: Investment Intermediary Client Money Rules : No Authorised Activities: Business Services (a) Receiving and Transmitting (f) Deposit Agent/Broker (6) Investment advice Investment Instruments (kk) Tracker Bonds (n) Personal Retirement Savings Accounts (a) Listed shares and bonds (c) Collective Investments Tied Agents :

Page last updated on: 15 Apr 2024