Click a file name to view the individual register. Please note: Internet Explorer is not supported for this site so another browser, such as Chrome or Edge, may be required to view the files. Adobe Reader may also be required to open a file and you may need to save a copy of the register locally before opening.

If you are concerned about the activities of a financial service provider or suspect they may be offering investments without authorisation, check to see if we have issued a warning notice against the financial service provider by clicking on the following link